Our client is a boutique securities firm in Hong Kong looking to add to their Operations & Settlements team within the Global Markets business.
Responsibilities:
- Oversee activities related to the settlement of securities, futures, and bonds, as well as corporate actions for equities in global markets and the OTC bond market.
- Manage client funding operations, IPOs on the FINI platform, US market placements, and securities borrowing and lending (SBL).
- Ensure the segregation of client funds.
- Coordinate trade matching for clients, exchanges, and brokers, along with daily and monthly position reconciliations.
- Implement settlement and middle office systems.
- Participate in user acceptance testing (UAT).
Requirements:
- Solid education background from finance/accounting related majors
- Strong experience within Operations and Settlement on licensing type 1 and 2 activities
- Familiarity with compliance rules, AML policy, etc.
- Proficiency in both written and spoken English and Mandarin, Cantonese will be a plus
