Role: Senior Compliance Manager
Location: Frankfurt
Salary: Competitive and Candidate Dependent
We are partnered with a renowned global universal bank that offers a wide variety of financial services, including consumer banking, business solutions, and wealth management.
The Role
- Assist the Team Lead Compliance and Management Board in ensuring adherence to relevant regulatory requirements and internal guidelines.
- Design, draft, and implement essential compliance policies, procedures, systems, and controls.
- Stay informed of regulatory developments and provide guidance, advice, and recommendations to Business Unit stakeholders.
- Evaluate and oversee compliance with established policies and procedures, including the management of any exceptions.
- Monitor, assess, and report on compliance performance to identify areas for improvement or corrective actions.
- Create annual reports and provide key management information on significant compliance issues.
- Manage the complaints process and use feedback as part of overall compliance monitoring activities.
- Deliver regular compliance training and awareness programs to staff.
- Cultivate a strong risk-aware culture with a focus on initiatives that strengthen the control environment.
The Candidate
- Minimum of 5 years' experience in a similar legal or compliance role, experienced in MaComp & MaRisk.
- Solid understanding of German and EU conduct and prudential regulations.
- Proficiency in German and a strong command of English.
- Excellent communication skills for engaging with both internal and external stakeholders.
- Ability to exercise sound judgment and make decisions that align with the business's strategic goals while maintaining a strong focus on compliance.
- Demonstrates the highest standards of personal integrity and ethical behavior.
