Our client is a global leader in regulatory compliance, providing cutting-edge compliance and regulatory support to clients such as asset managers, hedge funds, private equity, and real estate clients. This firm prides itself on its high commitment and ability to deliver innovative solutions in the regulatory landscape. They offer a collaborative and dynamic environment where employees can grow and advance their careers within a meritocratic culture.
Position Overview:
We are seeking a Senior Compliance Associate to join our team and work corporately with the team and senior stakeholders, supporting the in house compliance functions, reviews & advisory assessments for clients in the asset management, hedge fund, private equity, and real estate space.
- Lead & collaborate on client compliance reviews, any ad-hoc inquiries, and maintaining relationship management.
- Provide support for compliance program email reviews, expert network processes, marketing materials, and personal trading policies.
- Clearly communicate compliance advisory feedback & suggested changes to clients.
- Carry out compliance protocols and training across policies, procedures, examinations, and audits.
- Review, interpret, and provide feedback on regulations independently.
- Respond to regulatory inquiries, explaining the process and conclusions.
- Familiarity with regulatory rules and compliance policies for asset managers, hedge funds, private equity, and real estate funds. (FCA exposure is desirable)
- Work closely with the Associate Director to ensure seamless compliance management and client support.
- Foster strong relationships with clients and internal teams, ensuring continuous growth within the organisation.
Required Qualifications:
- Finance Degree, or other related courses.
- 5 years of compliance experience, within a private equity-focused, asset management background.
- Proven compliance knowledge, including responsibility for conducting compliance program reviews.
- Strong interpersonal skills with the ability to communicate effectively with clients and colleagues.
- Exceptional personable, written and communication skills.
- Ability to manage multiple tasks, prioritise across various projects, and work in a team-oriented environment.
- Quick to learn and master new tasks, with a drive to grow and progress within the company.
- FCA exposure is strongly preferred.
If interested please apply or send your CV
