Role Overview:
The Compliance Analyst will manage compliance processes for both clients and the company. This role provides an excellent opportunity to enhance your skills in a dynamic setting, offering extensive regulatory exposure.
Key Responsibilities:
- Supervising & overseeing the activities of appropriate representatives.
- Conducting regular meetings with the appointed representatives.
- Ad-hoc day to day Compliance tasks & duties.
- Drafting policies, procedures, and relevant legal agreements.
- Over viewing, updating and managing the compliance portal.
- Review & implement the compliance monitoring & create regulatory risk assessments.
- Understanding regulated activities overseen by the regulatory body & reporting to the compliance committee.
- Familiarity with the regulatory framework and implementing new rules and providing guidance.
- Staying informed about regulatory changes at all times to work with senior team members.
Requirements:
- Ability to manage multiple tasks, prioritise across various projects, and work in a team orientated environment.
- Accountable, responsible, and able to work both independently and within a team.
- Strong interpersonal skills with the ability to communicate effectively.
- 3 years experience within a regulated firm & expertise on regulatory compliance frameworks.
- Finance, Law or other related courses.
If you would like to find out more about this opportunity, don't hesitate to get in touch.
